Skip to main content
Home/Resources/ICH Cross-Reference Q&A
ComplianceOct 20, 20256 min read

ICH Q&A: Understanding Cross-Reference Requirements

Common questions about eCTD hyperlinks, validation, and compliance across global regulatory agencies. Expert answers to help you navigate cross-referencing requirements.

DA
DossiAIr Regulatory Team
eCTD Compliance Experts

Cross-referencing is one of the most critical—and frequently misunderstood—aspects of eCTD submissions. Proper hyperlinks enable reviewers to navigate efficiently between related sections, while broken or missing links are among the most common causes of submission deficiencies.

This Q&A guide addresses the most frequently asked questions about cross-reference requirements across FDA, EMA, PMDA, and other global regulatory agencies.

1Cross-Reference Basics

Q:What exactly is a cross-reference in an eCTD submission?

A: A cross-reference is a hyperlink that connects related content across different sections of your eCTD submission. Cross-references allow reviewers to navigate from one document to another without manually searching through the folder structure.

Example:

  • • Module 2.3 (Quality Summary) → Module 3.2.P.8 (Stability Data)
  • • Module 2.7.3 (Clinical Summary) → Module 5.3.5.1 (Efficacy Study Reports)
  • • Module 3.2.S.4 (Drug Substance Specification) → Module 3.2.P.5.1 (Drug Product Specification)

Q:Are cross-references required or just recommended?

A: Cross-references are strongly recommended by ICH M4 guidance and expected by most regulatory agencies. While not always technically mandatory, submissions without proper cross-referencing may receive deficiency letters or face longer review times.

✓ Best Practice

Include hyperlinks wherever content is referenced elsewhere in the submission

✗ Common Mistake

Writing "See Section 3.2.P.8" without an actual clickable hyperlink

Q:What's the difference between internal and external cross-references?

A: There are two types of cross-references in eCTD submissions:

Internal (Intra-document) Cross-References

Links within the same PDF document (e.g., from text to a table on page 15)

Implementation: Standard PDF bookmarks or named destinations

External (Inter-document) Cross-References

Links between different documents (e.g., Module 2.3 → Module 3.2.P.8)

Implementation: Relative file paths with optional anchors (#page=X)

2Technical Requirements

Q:Should I use absolute or relative file paths for hyperlinks?

A: Always use relative paths, never absolute paths. Absolute paths will break when the submission is transferred to agency systems.

✗ INCORRECT (Absolute Path)

C:/Users/John/Documents/NDA123/m3/32p8/stability-study.pdf

Will not work on reviewer's computer (different file system)

✓ CORRECT (Relative Path)

../../m3/32p8/stability-study.pdf#page=12

Works regardless of where submission is stored

Q:Can I link directly to a specific page or section within a PDF?

A: Yes! You can (and should) link to specific pages or named destinations within PDFs to improve reviewer experience.

Anchor Syntax Options:

file.pdf#page=15(Link to page 15)
file.pdf#nameddest=Table3(Link to named bookmark)
file.pdf#zoom=100(Link with zoom level)

Q:Do hyperlinks work in PDF/A format required for eCTD?

A: Yes, PDF/A-1a and PDF/A-1b (required for eCTD) fully support hyperlinks. However, you must ensure links are embedded before converting to PDF/A format.

⚠️ Important Note

Some PDF/A conversion tools strip hyperlinks during conversion. Always validate that links still work after PDF/A conversion using a compliant viewer.

3Agency-Specific Requirements

Q:Does the FDA have specific hyperlink requirements?

A: Yes, the FDA provides specific guidance on cross-references in their eCTD technical specifications:

🇺🇸FDA Requirements

  • Hyperlinks must use relative paths (not absolute)
  • All links must be functional and tested before submission
  • PDFs must be searchable and text-selectable (not scanned images)
  • Use FDA validation tools (ESG validator) to check link integrity
  • Include bookmarks/outlines for documents longer than 20 pages

Q:How do EMA requirements differ from FDA?

A: EMA requirements are generally similar to FDA, with some additional considerations:

🇪🇺EMA Specifics

  • Module 1 content is EU-specific (different from FDA Module 1)
  • Cross-references to SmPC (Summary of Product Characteristics) are critical
  • RMP (Risk Management Plan) must be cross-linked to Module 2.5 Clinical Overview
  • Use EMA's validation tools for technical conformance checking

Q:What about PMDA (Japan) hyperlink requirements?

A: PMDA has adopted ICH eCTD standards but with some Japan-specific nuances:

🇯🇵PMDA Considerations

  • Module 1 contains Japanese-language documents (package insert, interview form)
  • Cross-references between Japanese and English sections must be clear
  • Bridging studies (ethnic factors) should be hyperlinked from Module 2.5
  • Use PMDA's eCTD validation tool before submission

4Validation & Quality Control

Q:How do I validate that all my hyperlinks work correctly?

A: Use a multi-layered validation approach:

1. Automated Validation Tools

  • • FDA ESG (Electronic Submissions Gateway) validator
  • • EMA validation services
  • • Third-party eCTD validation software (e.g., Lorenz DocShield, extedo)

2. Manual Testing

  • • Click every hyperlink in a sample of documents (especially Module 2)
  • • Verify links open to the correct page/section
  • • Test on different PDF viewers (Adobe Acrobat, browser viewers)

3. Regression Testing

  • • Re-validate after any document updates or replacements
  • • Test after PDF/A conversion (some tools break links)
  • • Verify after eCTD assembly and packaging

Q:What are the most common cross-reference errors?

A: Watch out for these frequent mistakes:

1. Broken Links (404 errors)

Cause: File renamed, moved, or deleted after link creation

Fix: Maintain consistent file naming; use automated validation

2. Absolute Paths

Cause: Using C:/... or /Users/... instead of relative paths

Fix: Always use ../../ relative path syntax

3. Case Sensitivity Issues

Cause: File.pdf vs file.pdf (matters on Linux/Unix systems)

Fix: Use consistent capitalization; prefer lowercase

4. Links Lost in PDF/A Conversion

Cause: Conversion tool stripped hyperlinks

Fix: Test different conversion tools; validate after conversion

5. Missing Anchor Destinations

Cause: Link points to #page=15 but PDF only has 10 pages

Fix: Validate page numbers match after document updates

Q:What happens if my submission has broken hyperlinks?

A: The severity depends on the number and location of broken links:

Minor Issues

1-5 broken links in non-critical sections

Outcome: Information request for clarification

Moderate Issues

10+ broken links or critical Module 2 links broken

Outcome: Deficiency letter requiring remediation

Major Issues

Widespread broken links preventing review

Outcome: Possible Refuse-to-File (RTF)

5Best Practices & Recommendations

Expert Recommendations

1

Start Early

Build cross-references during document creation, not as a final step. It's much harder to retrofit links later.

2

Use Consistent Naming

Maintain a strict file naming convention (lowercase, no spaces, descriptive names) to prevent broken links.

3

Automate Where Possible

Use intelligent document assembly tools that can detect and create cross-references automatically based on content analysis.

4

Document Your Strategy

Create a cross-referencing plan that defines which sections should link to which targets, ensuring completeness.

5

Test in Realistic Environment

Validate links on a clean machine (not your authoring environment) to catch absolute path issues.

6

Version Control

Track which documents have been updated and re-validate affected cross-references after each change.

7

Quality Metrics

Track hyperlink error rates across submissions to identify systematic issues in your process.

How AI Can Help with Cross-References

Modern AI-powered regulatory automation platforms can significantly reduce cross-reference errors through:

🔍 Semantic Detection

AI analyzes document content to identify where cross-references should exist, even if not explicitly stated

🤖 Automated Creation

Generate hyperlinks automatically based on ICH M4 structure and regulatory requirements

✅ Continuous Validation

Real-time checking of link integrity as documents are updated or moved

🔗 Smart Anchoring

Automatic page and section detection to link directly to relevant content

Key Takeaways

  • 1Cross-references are expected by all major regulatory agencies (FDA, EMA, PMDA)
  • 2Always use relative paths, never absolute paths
  • 3Validate hyperlinks using agency tools and manual testing
  • 4Common errors: broken links, absolute paths, case sensitivity, PDF/A conversion issues
  • 5Build cross-references early in the authoring process, not as a final step
  • 6AI automation can significantly reduce cross-reference errors and save time